7 Energy Principles

 

1. What Is Energy?   We can think of energy as anything that can carry out an action or maintain a process. Without energy, everything comes to a halt. Though energy is not as tangible as mass, distance or force, its effects are just as real.  Energy, and energy flow, will play a central role in our modeling:

Energy is the capacity to do work or to transfer heat

Work is the product of force and distance.  For example, a force of 40 pounds moving 15 feet represents 600 ft-lbs of energy. This mechanical aspect of energy is manifested in many activities. Think of the motion of an automobile, a cheetah, or a rocket.
     The “Big Three” of engines -- gasoline, diesel, and steam turbine have carried economies from the industrial revolution to the modern era.  All three are heat engines -- they transform heat, or thermal energy to mechanical energy.
In the other direction, mechanical energy can be dissipated or degraded to heat, as with brakes on an automobile.  All forms of energy - even light, sound, and the biochemical energy in food - are ultimately dissipated as heat.
     The heat equivalent of non-thermal forms of energy is found by various methods. A laboratory approach calculates the energy in an egg, for example, by putting it in a bomb calorimeter and reducing it to ash. The the difference between the Calories in and the Calories out is contributed by the egg -- about 150 Calories.  Sterile factory egg or fertilized chicken, each is assigned the same number of Calories
   
 

2. Work and Power   Lifting 200 pounds two feet is a challenge for most of us. On the other hand, almost anyone can pull a rope with 40 pounds (#) of resistance for 10 feet. Yet, from the view-point of output, both accomplish equal amounts of gravitational work, 400 foot-pounds: 200 lbs x 2 ft = 400 ft-lbs or 40 lbs x 10 ft = 400 ft-lbs.

   

 

Figure 7-2  
Two ways to accomplish 400ft-lbs of work

 

Exercise 7.1   You climb a ten-foot flight of stairs. How much work is done on your body?

Exercise 7.2   A canoeist makes 150 one-yard strokes. The force averages 40 lbs over each stroke. How much work has the paddling done?

Exercise 7.3   A student working in the library shelves 450 books from a cart. On the average, a book weighs ten pounds and is lifted four feet above the cart. How much shelving work has been done?

      Notice that nothing was said about the time it takes to do work in the above examples or exercises.  Everyday speech recognizes that the faster we go up steps the more power it takes.  We recognize that someone who accomplishes many tasks in a short time exhibits power.

Power is energy flow -- it is the change in energy per unit change time.

An energy flow of 550 ft-lbs per sec is the definition of one horsepower (HP). A 220 pound football player who takes 20 seconds to climbs the stairs in Exercise 1 operates at 1/5 of a HP. This can be found by calculating the work done on his body and then dividing by time. The work he does on his body is 220 lb x 10 ft = 2200 ft-lbs. Divide this energy output by time to get power, 2200 ft-lbs / 20 sec = 110 ft-lb per sec. One HP is 550 ft-lbs per sec. Therefore, his power output is 110 /550 = 1/5 HP. There is one other special unit for power, the kilowatt, familiar from electric bills. Other power units can be obtained by dividing energy by time. For example, Calorie and BTU are energy units, while Calories per minute (Cal/min) and BTU per second (BTU/sec) are power units. It also goes the other way. Power units can be turned into energy units by multiplication by time. For example, multiplying HP by hours yields horsepower hours (HP-hr).

Exercise 7.4   If you climb a flight of stairs in 20 seconds, what is the power output?

Exercise 7.5   The canoe paddler in Exercise 2 does the 150 strokes in five minutes. What is the power output?

Exercise 7.6   The student assistant in Exercise 30 minutes to shelve the books. What is the power output?

Exercise 7.7   Can you explain why the energy outputs for paddling (Ex.5) and shelving (Ex.6) are the same, yet the power outputs are very different?

Exercise 7.8   Electricity always seems to elicit such terms as power lines, power outages or power usage.  Power is measured in kilowatts. However, electric bills are based on how much energy is consumed.  What units of energy do utility companies use? (If you have trouble with this one, take a look at an electric bill. As a last resort, call the local electric company!)


3. Thermal Energy   One measure of heat energy is the BTU (British Thermal Unit). A BTU is the energy that goes into heating one pound of water one degree Fahrenheit. Amazingly, this is the equivalent of 778 ft-lbs of work. In other words, the thermal energy that goes into raising the temperature of an 11 ounce mug of coffee one degree (°F) is approximately equivalent to the work of lifting 55 pounds up one flight of stairs. (A pint , or 16 fluid ounces of water weighs about one pound.  Rule of thumb -- A pint’s a pound the world around.)

   

Figure 7-3  
M
echanical equivalent of thermal energy

 

There are a seemingly endless number of energy units and their conversions, with contributions from the English and French systems, as well as heat and mechanics. The BTU and ft-lb, for example, are from the English system. The end of this chapter has a list of energy units, as well as an extensive conversion table.

Exercise 7.9   Approximately how many foot-pounds is the equivalent of raising the tempera-ture of a pint of tea from 70 to 110 degrees (°F)

Exercise 7.10 . . .


4. Conservation of Energy   Here is a fundamental principle of physics, known as the First Law of Thermodynamics --

Energy can neither be created nor destroyed, it can only be transformed.

In a closed system or tank, the energy remains constant.  (See Fig. 7-4.)  If the energy at the start is Q0, then it remains at Q0.  In an open system, if the storage does not change, the ingoing and outgoing energy must be equal.  If the storage changes, this must be reflected in the energy balance.

   
Figure 7-4   Energy conservation law
 

     The energy input to a system might not balance the energy that goes out, as in Fig. 7-5.   In the system on the left, the input is 75 units of energy but only 60 units go out.  Since the First Law requires that the energy be conserved, system had to gain 15 units of energy. (The energy units could be Cal, BTU, kw-hr -- whatever fits the context.)  In the right system the input is short 15 units of energy so we can infer that the system must have lost 15 units.
      The sinks are depositories of leakage or rejected energy.  It is usually low-grade heat, as in respiration, an engine exhaust, or a non-insulated hot water heater. The outputs represent useful work. Examples of this are plant growth , walking or the execution of a work of art.

   
Figure 7-5   Energy conservation law
 

Exercise 7.11   Suppose the input to a system is 120 Cal, it outputs 15 Cal as work, and 85 Cal are lost to the sink. What happened to the missing Calories? (Draw a picture!)

Exercise 7.12   In Ex. 1, suppose that 110 Cal end in the sink. What about the extra Calories?


5. Entropy and the Degradation of Energy   In any transformation of energy some becomes unavailable.  Entropy is a measure of its unavailability. This loss of usable energy is due to many causes --
· In mechanical systems it is friction
· In electrical systems it is resistance
· In fluid systems it is turbulence, viscosity or mixing
· In communication systems it is noise
· In an agency it is disorganization
Anything that tends to degrade, disorder, or destruct a system will increase the entropy of the system. The above examples and terminology emphasize physical systems.
      In living systems, entropy can be increased in various ways --
· An organism becomes sick, injured or lost
· A business is pilfered, has a strike, or is overtaxed
· A society becomes disorganized or loses direction
      A decrease in entropy is associated with the opposite of the above attributes -- health, growth or organization. A decrease in entropy is sometimes called syntropy.
Here is the Second Law of Thermodynamics -- (?)

In a closed system entropy increases until it reaches a maximum value
      What about open systems . . . ?  In an open system, the entropy of the system can be decreased by pumping energy into the system. A Nobel prize was awarded to Ilya Prigogine in 1977 for showing that pumping large quantities of energy into an apparently random system will often lead to self-organization.  However, there is a cost. This is expressed in an alternate formulation of the Second Law --
Decreasing the entropy of an open system will be offset by an even greater increase in the entropy of its environment.
Therefore, in any system, a decrease in entropy is purchased at great cost to its environment.  As the system grows, develops and progresses, it exports degraded heat, disorder and pollution.
      A simple chemical reaction that combines hydrogen and oxygen provides a startling example of this principle --   
 2H2 + O2  ——–>  2H2O  (steam) 

The system of uncombined molecules on the left loses 11 units of entropy when it changes to the more organized state on the right. However, the cost to the environment is a gain of 150 entropy units!  In a sense, the reaction taxed its environment by a factor of almost 15 to improve its status.
      Now think of two insulated containers of water, each weighing ten pounds.  One is at 100°F, the other at 200°F. The air temperature is 50°F. The separating insulation is
Figure 7-6     
Change and the unavailability of energy
 
 

removed, and the lukewarm water mixes with the hot water. The mixture averages out to a temperature of 150°F. This is closed system so the internal energy does not change.  But the mixed system has 35 BTU’s less available energy so its entropy is higher.
     The First Law requires a balance.  From the viewpoint of games, it is zero sum or fair game. The Second Law requires an imbalance. It is a negative sum or unfair game. These are not social or or political games, where votes can change the rules.  Nature makes these rules. Ancient cultures recognized the Second Law and have provided us with metaphorical guidelines ( = qualitative principles!) for avoiding the increase of entropy --
   ·    Waste not, want not
   ·   A stitch in time saves nine
   ·   An ounce of prevention is worth a pound of cure

Exercise 7.13  Think of three situations in your experience in which an incident caused a considerable increase in entropy. Is it apparent that the energy of prevention would have been much less than the energy of a cure . . . ?

Exercise 7.14  ( Stephanie )


6. Efficiency   The (thermodynamic) efficiency of a process is inversely related to the entropy. This is the ratio of useful output to input and so is always less than 100%. There is no internal storage, so the sum of the inputs must equal the outgoing energy. The efficiency for the below process is 22.5%

   
Figure 7-7  Calculating efficiency
 

      Industrial economies are built on heat engines, and much effort goes into improving their efficiencies. The Big Three of heat engines are the Diesel (oil), Otto (gasoline), and Rankine (steam) engines.  Mileage is a good, practical measure of the efficiency of engines used for transportation. The increase in miles per gallon (mpg) for gasoline engines has been significant over the past ten years.  Sometimes it is charged that oil companies repress engine designs that will get 300+ mpg. The charges are based on calculations that convert almost all the energy of gasoline into useful work.  Unfortunately, “the iron law of entropy” will exact its tax by sucking much of the energy into the heat sink. Can engineers improve the design of a gasoline engine so that it is almost 100% efficient . . . ?  The answer, unfortunately, is No. The thermodynamic efficiency of internal combustion engines is 50-55%, and this is a maximum.  Actual efficiency is always less, running about 35% for current automobile engines.

Exercise 7.15  Find the efficiency of each of the following --

   


7. Kinetic and Potential Energy   Physicists divide energy into two classes, kinetic or moving energy, and potential or stored energy. The kinetic energy (KE) of an object or system is the energy it has by virtue of its motion. The potential energy (PE) of an object or system is the energy possessed by virtue of its position or structure.  For example --
     ·    A stretched bow, upon release, transforms its PE to the KE of the arrow in flight
     ·    Water as a cloud possesses gravitational PE; water in the form of falling rain possesses KE
     ·
   The PE in glucose ( a sugar) can be transformed into the KE of muscular action

   
Figure  7-8   
Potential energy (top) being

tranformed to kinetic energy
 

Kinetic energy is always given by the expression KE = mv2/2 , where m is the mass of the object or system, and v is its velocity. This formula tells us that a car traveling at 60 mph has four times the energy it would have at 30 mph, and at 90 mph, this jumps to nine times the energy. So beware of speed.  The square on the velocity tem warns us of trouble, but it is easy to be misled by the mass term.  For example, a meteor two miles across traveling at the same velocity as a meteor that is one mile across will do much more damage on impact -- 800% more. ( Mass is proportional to volume, and volume scales as the cube of a linear measurement.)  Kinetic energy is a measure of the rending or tearing action in a collision.

Exercise 7.16   Who has more KE, a 270 lb lioness charging at 60 fkt/sec or a 120 lb cheetah charging at 90 ft/sec?

8. More on Energy and Power

Forms of Energy


      Energy can manifest itself in many forms. It was different in each of the above three examples. The taut bow stores mechanical energy, the cloud stores gravitational energy, and glucose stores chemical energy. Other forms of energy are electrical, geological and thermal.

Some Units of Energy

  BTU British Thermal Unit -- One BTU can raise the temperature of one pound of water one degree Fahrenheit (°F)
  Cal Large or kilogram calorie -- One Cal can raise the temperature of one kilogram of water one degree Celsius (°C)
  cal small or gram calorie -- One cal can raise one gram of water one degree Celsius
  ft-lb The energy exerted by a force of one pound moving one foot
  KW-hr The energy it takes to run a 1000 watt appliance or light for one hour
  joule The energy exerted by a force of one newton moving one meter

A Potpourri of Energy Relations

One potato has about 100 food Cal.
One pound of coal generates about 13,000 BTU.
One barrel of oil generates about 160,000 Cal.
A burning tire generates the same heat as 2.5 gal of oil.

Exercise 7.17
     a) Which is larger, one BTU or one Cal?
     b)  If all of the energy in 10 lbs of coal went into heating a full 40 gal hot water tank, how much would it raise the temperature of the water?
     c)
 How would you modify your answer to b in an actual situation where coal is being burned to heat the water?
     d)  Estimate how much one Cal would raise your body temperature
     e)  If all of the energy in the potato you just ate went into raising your body temperature, what would happen ... ?

A Potpourri of Power Relations

A small kerosene heater supplies about 10,000 BTU/hr.
One square meter of earth averages 4000 solar Cal/day.
A horse can output a steady one-quarter HP
(HP = 550 ft-lb per sec = 1 Horsepower!)

Energy-Power Correspondences
Energy Power ( = Energy Flow )
Cal Cal/sec, Cal/hr, . . .
BTU BTU/sec, BTU/hr, . . .
ft-lb ft-lb per sec
kilowatt-hr kilowatt
joule joule/sec = watt
HP-hr HP

Exercise 7.18   Consult the Conversion Table at the end of this chapter for help in answering this exercise.
      a)  Find the mechanical equivalent (ft-lb per sec) to the heat output of a small kerosene heater.
      b)  What is the HP equivalent to the average solar power that falls on a square meter of earth?
      c)  Find the wattage equivalent of a horse’s steady output.
    


9. The Maximum Power Principle   H.T. Odum writes, "Systems prevail that maximize the flow of useful energy" [10, p.6]. He re-expresses this idea as, “Those systems that survive in competition are those that develop more energy inflow and use it to meet the needs of survival” [9, p.32].  This Maximum Power principle has been a source of contention -- many natural systems seem to minimize energy flow or minimize entropy.  It turns out that systems that have a ready flow of "quality" energy do maximize power. For example, viruses in a host, weeds in a garden or human colonizers, all tend to maximize energy throughput. This is often done via self-organizing, or autocatalytic units.

10. Autocatalytic (Self-organizing) Unit  This unit feeds back energy in order to increase input and build up its stored energy. Complex systems will have many embedded autocatalytic units. They recycle materials, help keep the system adaptable, and exchange energy with other systems and the environment.

Figure 7-9  Autocatalytic unit  
 
 

The path parameters measure the following flows --

  d Depreciation (corrosion, inflation, leaks, etc.)
  h Heat loss due to the work of production
  p Production
  f Feedback
  k Net production  (k = p - f)


Conversion Table for Energy Units

  BTU Cal ft-lb joule kw-hr
BTU 1 3.97   3420
Cal 0.252 1   860
ft-lb 778   1 0.737  
joule 1055 4186 1.36 1 3.60·106
kw-hr         1
         
1 lb coal 13000        
1 brl oil 6.35·108 1.60·106      
1 lb TNT          




How would you go from joules to ft-lbs?  
    Start with the blue column and read down to joule.  Then go across the row until you hit the ft-lb column.  The entry 1.36 tells you that there 1.36 joules in a ft-lb, or 1.36 joules/ft-lb.  (So this tells you that a joule is smaller than a ft-lb.)

What does the entry 3.97 tell us . . . ?
    It's in the BTU row and the Calorie column so it means there are 3.97 BTU in a Cal or 3.97 BTU/Cal. (This tells us that a BTU is smaller than a Cal -- it takes almost four of the to make a Cal.

Exercise 7.19   Complete the upper part of the Conversion Table for Energy Units on the following page.





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